财新传媒
《比较》 > 前沿 > 正文

第二代财政联邦制理论

来源于 《比较》 2019年第2期 出版日期 2019年04月01日
文 | 华莱士·奥茨

  参考文献

  Alesina, A. and E. Spolare(1997). “On the Number and Size of Nations,”Quarterly Journal of Economics112,pp.1027-56.

  Arrow, K. (1970). “The Organization of Economic Activity: Issues Pertinent to the Choice of Market Versus Non-Market Allocation.” In Joint Economic Committee,The Analysis and Evaluation of Public Expenditures:The PPB System, Vol. I. Washington, D.C.: U.S. GPO.

  Besley, T. and A. Case (1995). “Incumbent Behavior: Vote-Seeking, Tax-Setting, and Yardstick Competition,”American Economic Review 85,pp.25-45.

  Besley, T. and S. Coate (2003). “Centralized Versus Decentralized Provision of Local Public Goods: A Political Economy Approach,”Journal of Public Economics 87,pp.2611-2637.

  Blanchard, O. and A. Shleifer (2000). “Federalism with and without Political Centralization: China versus Russia,” unpublished paper.

  Boadway, R. (1977). “Public Economics and the Theory of Public Policy,”Canadian Journal of Economics 30,pp.753-772.

  Boadway, R. and F. R. Flatters (1982).Equalization in a Federal State: An Economic Analysis. Ottawa: Economic Council of Canada.

  Bolton, P. and G. Roland (1997). “The Breakup of Nations: A Political Economy Analysis,”Quarterly Journal of Economics112,pp.1057-1090.

  Bolton, P., G. Roland and E. Spolare (1996). “Economic Theories of the Break-Up and Integration of Nations,”European Economic Review 40,pp.697-705.

  Bordignon, M., F. Cerniglia and F. Revelli (2002). “In Search for Yardstick Competition: Property Tax Rates and Electoral Behavior in Italian Cities,” Munich: Cesifo Working Paper No. 644(1).

  Bordignon, M., P. Manasse and G. Tabellini (2001). “Optimal Regional Redistribution Under Asymmetric Information,”American Economic Review 91,pp.709-723.

  Brennan, G. and J. M. Buchanan. (1980).The Power to Tax: Analytical Foundations of a Fiscal Constitution.Cambridge: Cambridge University Press.

  Brueckner, J. K. (2004). “Fiscal Decentralization with Distortionary Taxation: Tiebout vs. Tax Competition,International Tax and Public Finance11,pp.133-153.

  Bryce, J. (1893).The American Commonwealth. London: Macmillan \[first published in 1888\].

  Buchanan, J. M. and R. L. Faith (1987). “Secession and the Limits of Taxation: Toward a Theory of Internal Exit,”American Economic Review77,pp.1023-1031.

  Buchanan, J. M. and G. Tullock (1962).The Calculus of Consent. Ann Arbor, MI: The University of Michigan Press.

  Bucovetsky, S. (1997). “Insurance and Incentive Effects of Transfers Among Regions: Equity and Efficiency,”International Tax and Public Finance 4,pp.463-483.

  Bucovetsky, S., M. Marchand and P. Pestieau (1998). “Tax Competition and Revelation of Preferences for Public Expenditure,”Journal of Urban Economics 44,pp.367-390.

  Cremer, J., A. Estache and P. Seabright (1996). “Decentralizing Public Services: What Can We Learn from the Theory of The Firm?”Revue d’Economie Politique106,pp.37-60.

  De Figueiredo, R. and B.Weingast (2002). “Self-Enforcing Federalism,” unpublished paper. Stanford University:The Hoover Institution.

  Dougherty, K. (2001).Collective Action Under the Articles of Confederation. Cambridge: Cambridge University Press.

  Fischel, W. (2001).The Homevoter Hypothesis. Cambridge, MA: Harvard University Press.

  Flatters, F., V. Henderson and P. Mieszkowski (1974). “Public Goods, Efficiency, and Regional Fiscal Equalization,”Journal of Public Economics 3,pp.99-112.

  Franco, D., F. Balassone and M. Francese (2003). “Fiscal Policy in Europe: The Role of Fiscal Rules,”National Tax Association Proceedings, Ninety-Fifth Annual Conference, 2002, Washington D.C.: National Tax Association,pp.7-17.

  Frey, B. S., and R. Eichenberger (1999).The New Democratic Federalism for Europe: Functional, Overlapping,and Competing Jurisdictions. Cheltenham, U.K.: Edward Elgar.

  Garzarelli, G. (2004). “The Theory of Fiscal Federalism as a Theory of Economic Organization: Assessment and Prospectus,” unpublished paper.

  Garzarelli, G. and Y. R. Liman (2003). “Knowledge, Coordination, and Fiscal Federalism: An Organizational Perspective,”In D. Franco and A. Zanardi. (eds.),I Sistemi diWelfare Tra Decentramento Regionale e Integrazione Europa. Milano: FrancoAngeli, pp. 231-240.

  Goodspeed, T. J. (2002). “Bailouts in a Federation,”International Tax and Public Finance 9,pp.409-421.

  Gordon, R. (1983). “An Optimal Tax Approach to Fiscal Federalism,”Quarterly Journal of Economics 97,pp.567-586.

  Hansen, A. and H. Perloff (1944).State and Local Finance in the National Economy. New York: Norton.

  Hicks, U. K. (1978).Federalism: Failure and Success, A Comparative Study. London: MacMillan.

  Inman, R. P. (1988). “Federal Assistance and Local Services in the United States: The Evolution of a New Federalist Fiscal Order,” In H. Rosen (ed.),Fiscal Federalism: Quantitative Studies. Chicago: University of Chicago Press, pp. 33-74.

  Inman, R. P. (2003). “Transfers and Bailouts: Enforcing Local Fiscal Discipline with Lessons from U.S. Federalism,”In J. Rodden et al.(eds.),Fiscal Decentralization and the Challenge of Hard Budget Constraints. Cambridge, MA: MIT Press, pp. 35-83.

  Inman, R. P. and D. L. Rubinfeld (1992). “Fiscal Federalism in Europe: Lessons from the United States Experience,”European Economic Review 36,pp.654-660.

  Inman, R. P. and D. L. Rubinfeld (1996). “Designing Tax Policy in Federalist Economies: An Overview,”Journal of Public Economics 60,pp.307-334.

  Inman, R. P. and D. L. Rubinfeld (1997a). “Rethinking Federalism,”Journal of Economic Perspectives 11,pp.43-64.

  Inman, R. P. and D. L. Rubinfeld (1997b). “Making Sense of the Antitrust State-Action Doctrine: Balancing Political Participation and Economic Efficiency in Regulatory Federalism,”Texas Law Review 75,pp.1203-1299.

  Janeba, E. and J. D.Wilson (2003). “Optimal Fiscal Federalism in the Presence of Tax Competition,” unpublished paper.

  Kornai, J. (1979). “Resource-Constrained Versus Demand-Constrained Systems,”Econometrica 47,pp.801-819.

  Kornai, J. (1980).Economics of Shortage. Amsterdam: North Holland.

  Kornai, J., E. Maskin and G. Roland (2003). “Understanding the Soft Budget Constraint,”Journal of Economic Literature 41,pp.1095-1136.

  Levaggi, R. (2002). “Decentralized Budgeting Procedures for Public Expenditure,”Public Finance Review 30,pp.273-95.

  Lockwood, B. (1999). “Inter-Regional Insurance,”Journal of Public Economics 72,pp.1-37.

  Lockwood, B. (2002). “Distributive Politics and the Costs of Centralization,”Review of Economic Studies 69,pp.313-337.

  McKinnon, Ronald I. (1997). “Market-Preserving Federalism in the American Monetary Union,” In M. Blejer and T. Ter-Minassian (eds.),Macroeconomic Dimensions of Public Finance: Essays in Honor of Vito Tanzi. London: Routledge, pp. 73-93.

  McLure, Jr., C. E. (1967). “The Interstate Exporting of State and Local Taxes: Estimates for 1962,”National Tax Journal 20,pp.49-77.

  McLure, Jr., C. E., (ed.). (1983).Tax Assignment in Federal Countries. Canberra: Australian National University.

  Musgrave, R. A. (1959).The Theory of Public Finance. New York: McGraw-Hill.

  Musgrave, R. A. (1983). “Who Should Tax Where and What?” In C. McLure (ed.),Tax Assignment in Federal Countries. Canberra: Australian National University,pp.2-19.

  Oates, W. E. (1972).Fiscal Federalism. New York: Harcourt Brace Jovanovich.

  Oates, W. E. (1985). “Searching for Leviathan: An Empirical Study,”American Economic Review 75,pp.748-757.

  Oates,W. E. (1989). “Searching for Leviathan: A Reply and Some Further Reflections,”American Economic Review 79,pp.578-583.

  Oates, W. E. (1996). “Taxation in a Federal System: The Tax Assignment Problem,”Public Economics Review1,pp.35-60.

  Oates, W. E. (2002). “Fiscal and Regulatory Competition: Theory and Evidence,”Perspektiven der Wirtschaftspolitik 3,pp.377-390.

  Oates, W. E., and R. M. Schwab (1988). “Economic Competition Among Jurisdictions: Efficiency-Enhancing or Distortion-Inducing?Journal of Public Economics 35,pp.333-354.

  Oates,W. E. and R. M. Schwab (1991). “The Allocative and Distributive Implications of Local Government Competition,” In D. Kenyon and J. Kincaid (eds.),Competition Among States and Local Governments.Washington, D.C.: The Urban Institute, pp. 127-145.

  Olson, Jr., M. (1969). “The Principle of ‘Fiscal Equivalence’: The Division of Responsibilities among Different Levels of Government,”American Economic Review 59,pp.479-487.

  Padovano, F. (2004). “The Allocative Efficiency and Political Consequences of Centralized vs. Decentralized Income Redistribution Policies,” unpublished paper.

  Perrson,T. and G.Tabellini (1996a). “Federal Fiscal Constitutions: Risk Sharing and Moral Hazard,”Econometrica 64,pp.623-646.

  Perrson, T. and G. Tabellini (1996b). “Federal Fiscal Constitutions: Risk Sharing and Redistribution,”Journal of Political Economy 104,pp.979-1009.

  Picciotto, R. and E. Wiesner (1998).Evaluation and Development: The Institutional Dimension. Washington, D.C.: World Bank.

  Prud’homme, R. (1995). “The Dangers of Decentralization,”World Bank Research Observer10,pp.201-20.

  Qian, Y. and G. Roland (1998). “Federalism and the Soft Budget Constraint,”American Economic Review 88,pp.1143-1162.

  Qian, Y. and B. R. Weingast (1997). “Federalism as a Commitment to Preserving Market Incentives,”Journal of Economic Perspectives 11,pp.83-92.

  Raff, H. and J. D.Wilson (1997). “Income Redistribution withWell-Informed Local Governments,”International Tax and Public Finance 4,pp.407-427.

  Rattso, J. (2003). “Fiscal Federation or Confederation in the European Union: The Challenge of the Common Pool Problem,” Working paper (March).

  Reifschneider, A. P. (forthcoming).Competition in the Provision of Local Public Goods: Single Function Jurisdictions and Individual Choice. Aldershot, U.K.: Edward Elgar.

  Rhode, P.W. and K. S. Strumpf (2003). “Assessing the Importance of Tiebout Sorting: Local Heterogeneity from 1850 to 1990,”American Economic Review 93,pp.1648-1677.

  Riker, W. H. (1964).Federalism: Origin, Operation, Significance. Boston: Little, Brown, and Company.

  Rodden, J. (2003). “Reviving Leviathan: Fiscal Federalism and the Growth of Government,”International Organization 57,pp.695-729.

  Rodden, J., G. S. Eskeland and J. Litvack (eds.). (2003).Fiscal Decentralization and the Challenge of Hard Budget Constraints. Cambridge, MA: MIT Press.

  Samuelson, P.A.(1954). “The Pure Theory of Public Expenditure,”Review of Economics and Statistics 36,pp.387-389.

  Samuelson, P.A.(1955). “Diagrammatic Exposition of a Theory of Public Expenditure,”Review of Economics and Statistics 37,pp.350-356.

  Schick, A. (1998). “Why Most Developing Countries Should Not Try New Zealand’s Reforms,”World Bank Research Observer 13,pp.125-31.

  Seabright, P. (1996). “Accountability and Decentralization in Government: An Incomplete Contracts Model,”European Economic Review 40,pp.61-89.

  Sinn, H.-W. (1994). “How Much Europe? Subsidiarity, Centralization and Fiscal Competition,”Scottish Journal of Political Economy 41,pp.85-107.

  Sinn, H.-W. (1997). “The Selection Principle and Market Failure in Systems Competition,”Journal of Public Economics 66,pp.247-274.

  Sobel, R. S. (1999). “In Defense of the Articles of Confederation and the Contribution Mechanism as a Means of Government Finance: A General Comment on the Literature,”Public Choice 99,pp.347-356.

  Sobel, R. S. (2002). “Defending the Articles of Confederation: A Reply to Dougherty,”Public Choice 113,pp.287-299.

  Tommasi, M. (2003). “Centralization vs. Decentralization: A Principal-Agent Analysis,” unpublished paper.

  Tresh, R. W. (2002).Public Finance: A Normative Theory, 2nd edition. New York: Academic Press.

  Weingast, B. R. (1995). “The Economic Role of Political Institutions: Market-Preserving Federalism and Economic Development,”Journal of Law and Economic Organization11,pp.1-31.

  Weingast, B. R. (forthcoming). “The Performance and Stability of Federalism: An Institutional Perspective,” In Claude Menard and Mary Shirley (eds.),Handbook of the New Institutional Economics. Kluwer Academic Press.

  Wellisch, D. (2000).Theory of Public Finance in a Federal State. Cambridge: Cambridge University Press.

  Wilson, J. D. (1996). “Capital Mobility and Environmental Standards: Is There a Theoretical Basis for a Race to the Bottom? In J. Bhagwati and R. Hudec(eds.),Fair Trade and Harmonization: Prerequisites for Free Trade?, Vol. I. Cambridge, MA: MIT Press, pp. 393-427.

  Wilson, J. D. (1999). “Theories of Tax Competition,”National Tax Journal 52,pp.269-304.

  Wildasin, D. E. (1997). “Externalities and Bailouts: Hard and Soft Budget Constraints in Intergovernmental Fiscal Relations,” unpublished paper.

  Wildasin, D. E. (2004). “The Institutions of Federalism: Toward an Analytical Framework,”National Tax Journal 57,pp.247-72

  [《比较》印刷版,点此订阅,随时起刊,免费快递。]

版面编辑:刘明晖
财新网主编精选版电邮 样例
财新网新闻版电邮全新升级!财新网主编精心编写,每个工作日定时投递,篇篇重磅,可信可引。
订阅